Filing Details

Accession Number:
0001062993-14-005482
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-12 17:30:50
Reporting Period:
2014-09-11
Filing Date:
2014-09-12
Accepted Time:
2014-09-12 16:30:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101538 United States Antimony Corp UAMY Primary Smelting & Refining Of Nonferrous Metals (3330) 810305822
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507165 M Kenneth Reed 328 Adams Street
Milton MA 02186
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Value Per Share Acquisiton 2014-09-11 10,000 $1.16 2,429,852 No 4 P Indirect See footnote 1
Common Stock $.01 Par Value Per Share Acquisiton 2014-09-12 1,057 $1.18 2,430,909 No 4 P Indirect See footnote 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote 1
No 4 P Indirect See footnote 1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
United States Antimony Corp (Uamy) United State Antomony Corp Warrant Disposition 2013-12-10 50,000 $1.60 0 $1.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2013-12-10 2014-12-10 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.01 Par Value Per Share 3,655,035 Indirect See footnote 2
Common Stock $.01 Par Value Per Share 56,000 Indirect See footnote 3
Common Stock $.01 Par Value Per Share 1,500,000 Indirect See footnote 4
Common Stock $.01 Par Value Per Share 344,965 Indirect See footnote 5
Footnotes
  1. Represents shares held by ReedFLP 5.
  2. Represents shares held in Susan K.Reed Grantor Retained Annuity Trust I (trust). Susan K. Reed is the annuity recipient and the sole trustee of the Trust. Kenneth M Reed disclaims beneficial ownership of the shares held by the Trust.
  3. Represents the number of shares held in the Kenneth M Reed, M.D., P.C. Profit Sharing Plan (Plan) in which Kenneth M Reed has a pecuniary interest as a plan participant. Kenneth M Reed is the sole trustee of the Plan. Susan K Reed disclaims beneficial ownership of the shares held in the plan.
  4. Represents shares held in trust for Allison Reed, Kaitlin Reed, and Jonathan Reed.
  5. Represents shares held by the Susan K. Reed Revocable Trust