Form 4 IEC ELECTRONICS CORP For: May 19 Filed by: Nowak Jeremy R
May 21, 2015 7:00 PM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
| C/O API TECHNOLOGIES CORP. |
| ONE NORTH WACKER DRIVE, SUITE 4400 |
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
IEC ELECTRONICS CORP
[
IEC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
05/19/2015
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
|
|
|
|
|
|
|
5,910
|
D
|
|
|
Common Stock
|
05/19/2015 |
|
P |
|
5,785
|
A
|
$
4.16
|
716,745
|
I
|
By Vintage Opportunity Partners LP
|
|
Common Stock
|
05/20/2015 |
|
P |
|
302
|
A
|
$
4.3
|
717,047
|
I
|
By Vintage Opportunity Partners LP
|
|
Common Stock
|
05/21/2015 |
|
P |
|
48,204
|
A
|
$
4.2374
|
765,251
|
I
|
By Vintage Opportunity Partners LP
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
|
/s/ Jennifer M. Brown, Attorney-in-fact for Jeremy R. Nowak |
05/21/2015 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Power of Attorney
Know all by these presents, that the undersigned
hereby constitutes and appoints each of
Jennifer M. Brown,Jennifer A. Leggio and
Christi L. Rollo, each acting individually, the
undersigned's true and lawful attorney-in-fact,
with full power and authority as hereinafter
described on behalf of and in the name, place and
stead of the undersigned to:
(1) prepare, execute and file for and on behalf of the
undersigned, in the undersigned's capacity as an Officer
and/or director of IEC Electronics Corp., a New York
corporation (the "Company"), Forms 4 and 5 in accordance
with Section 16(a) of the Securities Exchange Act of 1934
and the rules thereunder, as amended from time to time
(the "Exchange Act"), and any other forms or reports the
undersigned may be required to file in connection with
the undersigned's ownership, acquisition or disposition
of securities of the Company;
(2) do and perform any and all acts for and on behalf of
the undersigned that may be necessary or desirable to
complete and execute any such Form 4 or 5, or other form
or report (including any amendment or amendments thereto),
and timely file such form or report with the United States
Securities and Exchange Commission and any stock exchange
or similar authority; and
(3) take any other action of any type whatsoever in
connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, in the best
interest of, or legally required by, the undersigned, it
being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant
to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact's
discretion.
The undersigned hereby grants to each attorney-in-fact
full power and authority to do and perform any and every
act and thing whatsoever requisite, necessary or desirable
to be done in the exercise of any of the rights and powers
herein granted, as fully and to all intents and purposes as
the undersigned could do if personally present, with full
power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power
of Attorney and the rights and powers herein granted.
The undersigned acknowledges that each attorney-in-fact,
in serving in such capacity at the request of the
undersigned, is not assuming, nor is the Company assuming,
any of the undersigned's responsibilities to comply with
Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to
file Forms 4 and 5 under Section 16(a) of the Exchange Act
with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless
earlier revoked by the undersigned in a signed writing to
the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has signed this Power
of Attorney this 21st day of May, 2015.
/s/ Jeremy R. Nowak
Jeremy R. Nowak
FREE Breaking News Alerts from StreetInsider.com!
StreetInsider.com Top Tickers, 4/25/2024
Tweet
Share
E-mail
