Close

Form 4 Viacom Inc. For: Feb 13 Filed by: Kraft Robert K

February 18, 2015 4:17 PM EST
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Kraft Robert K

(Last) (First) (Middle)
1515 BROADWAY

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Viacom Inc. [ VIA, VIAB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/13/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 02/13/2015   M   7,928 A $ 41.59 25,587 D  
Class B Common Stock 02/13/2015   M   3,171 A $ 41.48 28,758 D  
Class B Common Stock 02/13/2015   M   3,171 A $ 40.67 31,929 D  
Class B Common Stock 02/13/2015   M   3,171 A $ 38.7 35,100 D  
Class B Common Stock 02/13/2015   M   3,171 A $ 14.75 38,271 D  
Class B Common Stock 02/13/2015   M   3,171 A $ 29.14 41,442 D  
Class B Common Stock 02/13/2015   M   5,582 A $ 41.55 47,024 D  
Class B Common Stock 02/13/2015   M   4,940 A $ 47.04 51,964 D  
Class B Common Stock 02/13/2015   S   34,305 D $ 68.7433 (1) 17,659 D  
Class B Common Stock               63,325 I By KPC US Equity LLC (2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (Right to Buy) (3) $ 41.59 02/13/2015   M     7,928   (4) 01/03/2016 Class B Common Stock 7,928 (3) 0 D  
Director Stock Option (Right to Buy) (3) $ 41.48 02/13/2015   M     3,171   (4) 01/31/2016 Class B Common Stock 3,171 (3) 0 D  
Director Stock Option (Right to Buy) (3) $ 40.67 02/13/2015   M     3,171   (4) 01/31/2017 Class B Common Stock 3,171 (3) 0 D  
Director Stock Option (Right to Buy) (3) $ 38.7 02/13/2015   M     3,171   (4) 01/31/2018 Class B Common Stock 3,171 (3) 0 D  
Director Stock Option (Right to Buy) (3) $ 14.75 02/13/2015   M     3,171   (4) 01/31/2019 Class B Common Stock 3,171 (3) 0 D  
Director Stock Option (Right to Buy) (3) $ 29.14 02/13/2015   M     3,171   (4) 01/31/2020 Class B Common Stock 3,171 (3) 0 D  
Director Stock Option (Right to Buy) (5) $ 41.55 02/13/2015   M     5,582   (4) 01/31/2021 Class B Common Stock 5,582 (5) 0 D  
Director Stock Option (Right to Buy) (5) $ 47.04 02/13/2015   M     4,940   (4) 01/31/2022 Class B Common Stock 4,940 (5) 0 D  
Explanation of Responses:
1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.64 to $68.88, inclusive. The director undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
2. Shares are owned directly by KPC US Equity LLC, which is under the sole control of the director, and may be deemed to be beneficially owned by the director.
3. Granted under the Viacom Inc. 2006 Stock Option Plan for Outside Directors for no consideration.
4. Current.
5. Granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors for no consideration.
/s/ Michael D. Fricklas, Attorney-in-Fact for Robert K. Kraft 02/18/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings