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S.E.C. v. NORSTRA ENERGY INC.

15cv4751.

202 F.Supp.3d 391 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. NORSTRA ENERGY INC., Glen Landry, and Eric Dany, Defendants.

United States District Court, S.D. New York.

Signed August 17, 2016.

Attorney(s) appearing for the Case

Andrew Matthew Calamari , Jorge Gerardo Tenreiro , Yitzchok Klug , Nancy A. Brown , Securities & Exchange Commission, New York, NY, for Plaintiff.

James L. Kopecky , Daryl Schumacher , Howard J. Rosenburg , Kopecky Schumacher Bleakley Rosenburg PC, Chicago, IL, Marisa Rauchway Sverdlov , Law Office of Marisa Rauchway Sverdlov, LLC, Short Hills, NJ, for Defendants.

OPINION & ORDER

The SEC brings this enforcement action alleging violations of Exchange Act Section 10(b) and Rule 10b-5(b) against Norstra Energy, Inc. ("Norstra"), its CEO Glen Landry, and Eric Dany, the editor of two newsletters: the "Stock Prospector" and the "Mutual Fund Prospector."

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