Filing Details

Accession Number:
0001280263-17-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-20 17:03:50
Reporting Period:
2017-06-16
Filing Date:
2017-06-20
Accepted Time:
2017-06-20 17:03:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 980459628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558646 George Laplante 3101 Jay Street
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2017-06-16 7,573 $0.00 100,848 No 4 M Direct
Ordinary Shares Disposition 2017-06-16 4,836 $48.77 96,012 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Stock Units Disposition 2017-06-16 2,104 $0.00 2,104 $0.00
Ordinary Shares Restricted Stock Units Disposition 2017-06-16 2,625 $0.00 2,625 $0.00
Ordinary Shares Restricted Stock Units Disposition 2017-06-16 2,844 $0.00 2,844 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,941 2019-09-15 No 4 M Direct
2,625 2023-08-27 No 4 M Direct
14,219 2024-09-07 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
  2. Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units.
  3. The RSUs vest as to 1/10 of the RSUs on June 15, 2017 and 1/10 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2019.
  4. The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2013.
  5. The restricted stock units vest at the rate of 1/16 per quarter commencing on September 15, 2014.