Filing Details
- Accession Number:
- 0001127602-17-018974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-22 15:06:05
- Reporting Period:
- 2017-05-22
- Filing Date:
- 2017-05-22
- Accepted Time:
- 2017-05-22 15:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 24741 | Corning Inc | GLW | Drawing & Insulating Of Nonferrous Wire (3357) | 160393470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662721 | Lisa Ferrero | One Riverfront Plaza Corning NY 14831 | Senior Vice President & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-22 | 500 | $26.73 | 16,808 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-22 | 18,000 | $24.92 | 34,808 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-22 | 9,000 | $23.37 | 43,808 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-22 | 9,000 | $24.61 | 52,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-22 | 36,500 | $29.09 | 16,308 | No | 4 | S | Direct | |
| Common Stock - Held By Spouse | Acquisiton | 2017-05-22 | 10,000 | $24.92 | 10,000 | No | 4 | M | Indirect | Held by Spouse |
| Common Stock - Held By Spouse | Acquisiton | 2017-05-22 | 5,000 | $23.37 | 15,000 | No | 4 | M | Indirect | Held by Spouse |
| Common Stock - Held By Spouse | Acquisiton | 2017-05-22 | 5,000 | $24.61 | 20,000 | No | 4 | M | Indirect | Held by Spouse |
| Common Stock - Held By Spouse | Disposition | 2017-05-22 | 20,000 | $29.09 | 0 | No | 4 | S | Indirect | Held by Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | Held by Spouse |
| No | 4 | M | Indirect | Held by Spouse |
| No | 4 | M | Indirect | Held by Spouse |
| No | 4 | S | Indirect | Held by Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 500 | $0.00 | 500 | $26.73 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 18,000 | $0.00 | 18,000 | $24.92 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 9,000 | $0.00 | 9,000 | $23.37 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 9,000 | $0.00 | 9,000 | $24.61 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 10,000 | $0.00 | 10,000 | $24.92 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 5,000 | $0.00 | 5,000 | $23.37 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-05-22 | 5,000 | $0.00 | 5,000 | $24.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-07-18 | 2017-07-17 | No | 4 | M | Direct |
| 0 | 2008-12-05 | 2017-12-04 | No | 4 | M | Direct |
| 0 | 2010-01-02 | 2018-01-01 | No | 4 | M | Direct |
| 0 | 2011-02-01 | 2018-01-31 | No | 4 | M | Direct |
| 0 | 2008-12-05 | 2017-12-04 | No | 4 | M | Indirect |
| 0 | 2010-01-02 | 2018-01-01 | No | 4 | M | Indirect |
| 0 | 2011-02-01 | 2018-01-31 | No | 4 | M | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.02 to $29.155, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
- The Reporting Person disclaims beneficial ownership of all securities held by spouse.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.091 to $29.11, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
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