Bing

On Jan. 29, 2015, the U.S. Securities and Exchange Commission dismissed charges against Jordan Peixoto, an investor charged with “insider” trading in the stock of Herbalife Ltd ... for a counterclaim. An SEC ALJ cannot provide defendants with relief ...
Law 360 · 3/30/2015
14 --A fired general manager for a Colombian oil services firm affiliated with Core Laboratories NV, a Netherlands company whose stock is publicly traded in ... law judge affirmed dismissal. The ALJ ruled that applying Section 806 to the facts of ...
Bloomberg BNA · 2/18/2014
The ALJ finds no basis to discern from Google's statement whether ... that downgraded U.S. Treasury bonds two weeks ago from AAA to AA+ - to downgrade Google stock yesterday. The result was a general selloff in the stock market which continues as to ...
ReadWrite · 8/18/2011
An Apple spokeswoman ... the ALJ's finding of a violation of section 337 and find no violation," the group said in a statement. HTC announced plans to purchase S3 Graphics and its patent portfolio in July, a move that sent the company's stock tumbling.
CNet · ByJosh Lowensohn · 11/22/2011
... scandal in 2005 and heavily reprimanded by the Tokyo Stock Exchange. ITM could not be reached for comment. An article on Saturday about the government-ordered suspension of operations at ALJ Investment Advisors, a Japanese money management …
New York Times · ByHiroko Tabuchi · 2/25/2012
This refiner’s stock rose ~4% last week. It has gained almost 16% in ... The other top loser in the refining space was Alon USA Energy (ALJ). It gave up ~3% of its value last week. Like PBF Energy, Alon was a top gainer in the refining space in ...
Market Realist · 4/15/2015
Kodak’s EK battered stock opened Friday at $3.30 a share and jumped nearly ... It’s possible that the commission will overrule both the staff and the chief ALJ, but it’s not something Kodak or its investors can bank on. Apple’s apparent victory ...
FORTUNE · 3/26/2011
However, the second appeals step is a hearing before an administrative law judge (ALJ). ALJs have much ... what he can make on the stock market from taking benefits early with what he’ll be able to get from Social Security in the form of higher benefits ...
PBS · 4/21/2015
“They are trying to maintain their profits and protect their shareholders’ stock price. We have spent a lot of ... testimony on the costs and benefits of solar and of net metering. The ALJ’s decision will go to the ACC, which will make the final ...
Greentech Media · 7/12/2013
3 Prior to enactment of Dodd-Frank Act, the SEC could bar individuals who violated either the Exchange Act or the Advisers Act from associating with various securities industry participants, including stock ... retroactive application of Dodd-Frank.
Lexology · 7/23/2015