The functioning of stock exchanges involves complex procedures that can be time consuming, cost inefficient, cumbersome, and prone to risks. The multi-layered processes—pre-trade, trade, post-trade and custody, and …
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Employees of one of China's biggest securities firms and one current and one former employee of its market regulator are under investigation on suspicion of illegal stock trading, state media reported Wednesday, amid the collapse of a stock
Federal prosecutors in Chicago have charged a stock analyst who lives in Waxhaw with securities fraud for allegedly making profits on trades using inside information. In a related case, the U.S. Securities and Exchange Commission …
BEIJING – Chinese authorities are investigating four securities brokerages and one current and one former employee of its securities regulator for possible stock market offenses. Three of the brokerages say they have been told they are being …
MANILA, Philippines — A former stock broker who had defrauded clients was convicted for seven violations of securities laws, the first criminal conviction under the Securities Regulation Code. The regional trial court of Makati City (RTC) …
The loans, which are taken against pools of stocks and bonds, offer borrowers cheap money fast without having to sell their underlying securities — an attractive option when the Dow is rising. But if markets crash, brokers can unload their …
Pokhara: Securities Board of Nepal has clarified that the slump in the stock market has to do with the vested interests of a few investors rather than with matters related to change in government. Speaking at an interaction organised by NIBL …
China's securities regulator has published the draft rules designed to give stock exchanges more power in regulating the market, Chinese media reported on Saturday. The China Securities Regulatory Commission (CSRC) released for …
Leading investment firm, GTI Securities Limited, has picked United Bank for Africa (UBA) Plc and Transnational Corporation of Nigeria (Transcorp) Plc, as the two topmost stocks for consideration by investors. Tony Elumelu’s Heirs …
These are great days for U.S. stockholders, with the Standard & Poor's 500-stock index and Dow industrials both closing at all-time highs last week. But things are a lot less than great for retirees and others who crave safety and reliability of …