The Securities and Exchange Commission was established in 1934 to regulate the commerce in stocks, bonds, and other securities. After the October 29, 1929, stock market crash, reflections on its cause prompted calls for reform. …
Talking to ET Now, Gaurav Bissa, LKP Securities, says betting on Axis Bank and Jain Irrigation. Edited excerpts: ET Now: What is the word on Nifty after hitting a fresh high? Do you think that is open room for some more upside or would …
TORONTO — The head of Canada's biggest securities regulator says its staff have reviewed an application by Nasdaq Inc. to operate a stock exchange in Canada. Ontario Securities Commission chair and CEO Maureen Jensen says that the …
However, for many reasons — contractual and securities-law restrictions, tax and estate-planning considerations, strong emotional attachment, belief in the stock’s …
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The stock price does not reflect reality under bankruptcy law ... Seeking Alpha is an investment website and not a legal analysis website. When trading securities of …
You, as an average retail investor, may, in the coming days, get to invest in an equity Systematic Investment Plan that is created around a specified set of stocks, if Kotak Securities has its way. Kotak Securities, a leading equity broking …
HSBC HOLDINGS PLC has several classes of preferred stock and corporate bonds, though many of them were issued by banks it has acquired and do not trade often. An exception is the four-part, dollars 3.6 billion issue of preferred stock
The Q3 earnings season is underway with 810 companies having reported their quarterly results so far. According to our latest Earnings Preview report, the performance of the 116 index members (accounting for 30% of the index’s total …
Before securities – like stocks, bonds and notes – can be offered for sale to the public, they first must be registered with the Securities and Exchange Commission (SEC). Any stock that does not have an effective registration statement on …