A Manhattan securities lawyer is among three people arrested on Wednesday in an expanding probe of a $300 million scheme to manipulate the prices of penny stocks. The scheme caused the value of four traded companies to surge as …
CALGARY, Oct. 15, 2015 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement with John Bruce Kirk, Benjamin Thompson Kirk, and Dylan Leslie Boyle. Under the Settlement Agreement, the three …
China's securities regulator on Wednesday fined three companies for illegal business activities amid the recent chaos in the country's stock market. An investigation found that Shanghai-based Mecrt Corporation, Hangzhou-based Hundsun …
BEIJING - Chinese authorities have held several people, including a journalist, an official of China's securities watchdog and four senior executives of China's major securities dealer for stock market violations. Wang Xiaolu, journalist of …
Employees of one of China's biggest securities firms and one current and one former employee of its market regulator are under investigation on suspicion of illegal stock trading, state media reported Wednesday, amid the collapse of a stock
BEIJING – Chinese authorities are investigating four securities brokerages and one current and one former employee of its securities regulator for possible stock market offenses. Three of the brokerages say they have been told they are being …
The mainland's top securities regulator has met key market players and industry associations to warn them against …
Exchange Traded Debt Securities (ETDS) are extremely similar to preferreds stocks - so much so that your broker may actually label them as such. Most ETDS pay quarterly, have a $25 par value, are callable five years after introduction …
HSBC HOLDINGS PLC has several classes of preferred stock and corporate bonds, though many of them were issued by banks it has acquired and do not trade often. An exception is the four-part, dollars 3.6 billion issue of preferred stock
BEIJING, Sept. 2 (Xinhua) -- China's securities regulator on Wednesday fined three companies for illegal business activities amid the recent chaos in the country's stock market. An investigation found that Shanghai-based Mecrt …