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But exactly which losses are insured? Not as many as you think, especially if you've been trapped by a firm that uses fraudulent tactics to sell penny stocks. SIPC is liquidating the infamous penny-stock firm Stratton Oakmont _ a firm that racked up one of ...
SunSentinel · 2/3/1998
Financial Industry Regulatory Authority (FINRA), Securities Insurance Protection Corporation (SIPC), NASDAQ Stock Market and NYSE Arca, Inc. To learn more about Maxim Group, visit www.maximgrp.com. About Certent: Certent makes it easier for …
Sip Trunking Report · 8/20/2015
Illustrating SIPC’s and Perforce, Your Broker’s Insurance Scam Say you saved up $200,000 and invested it 40 years ago with your Kansas broker, whose brokerage company operates out of NY. Had the investment yielded the stock market’s historic 10 ...
Boston University · 7/16/2014
For investing beginners, the task of picking a stock broker is anything but easy ... Are You Getting the Service You Deserve?” SIPC provides limited insurance in the event that brokerage firm becomes insolvent or bankrupt. But that coverage is only ...
Investor Place · 9/2/2010
The SIPC came out with a statement last night indicating that they will be involved in the Madoff situation. The SIPC maintains a special reserve fund authorized by Congress to help investors at failed brokerage firms. The SIPC reserves are available to ...
24/7 Wall ST · 12/17/2008
ATLANTA, April 18, 2008 (PRIME NEWSWIRE) -- OTC Stock Review announces that it has initiated coverage of SIPP Industries, Inc. (Pink Sheets: SIPC). SIPP Industries, Inc. is a new and exciting adult beverage company on the cutting-edge of a new …
GlobeNewswire · 4/18/2008
The key to determining if the SIPC covers an account is whether an individual controls the investment decisions, such as choosing allocations into mutual funds. Stocks, bonds, money-market funds, certificates of deposit and so-called custody accounts ...
Bloomberg · ByJeff Plungis · 9/11/2008
Stephen Harbeck, president of SIPC, emphasized, "When the liquidation of a brokerage firm is handled by SIPC, investors with missing stocks or cash do not pay a fee for recovery of those assets. Any individuals contacted by supposed representatives of …
Think Advisor · 6/23/2011
The SIPC specifically excludes annuities from its guarantee of coverage ... If the annuity is invested in a mutual fund, for example, that fund will hold its assets (cash, stock, bonds, certificates of deposit) in custodial accounts managed by affiliated ...
finance.zacks.com · 10/19/2014
The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities - such as stocks or bonds -- that are already registered in their names or in the process of being registered. At the same time ...
investorideas.com · 3/18/2015