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The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities - such as stocks or bonds -- that are already registered in their names or in the process of being registered. At the same time ...
Yahoo News · 6/9/2014
I don't know of a single bank or credit card issuer that requires you to activate ... covers bank deposits up to a $250,000 limit. Would stocks in that same brokerage account then be covered by SIPC? And what are the SIPC limitations?
Cleveland Plain Dealer · ByTeresa Dixon · 5/10/2013
A: When most people buy a stock, they contact their broker and that's it ... you're protected up to $500,000 by the Securities Investor Protection Corp. (SIPC). If your shares were stolen, even if in street name, SIPC would replace the securities.
ABC News · 2/18/2009
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"People think they have stocks in their account," said Seth Lipner, a plaintiff's attorney and member of Deutsch & Lipner in Garden City, N.Y., and a law professor at City University of New York. "The first thing that SIPC is going to do is erase all the ...
Investment News · 1/25/2009
SAN FRANCISCO -August 11, 2014 - Merriman Holdings, Inc. ("Merriman Holdings") (OTCQX: MERR) is pleased to announce that its common stock has resumed trading under the symbol "MERR ... bank and member of FINRA and SIPC. As a result of the …
Reuters · 8/11/2014
"The Securities Investor Protection Corp. returns cash, stock and other securities when a brokerage firm fails," said Charles Rotblut, editor of the American Association of Individual Investors Journal. If an SIPC-member brokerage firm goes bankrupt ...
Philly · 8/19/2012
Our gold mining ETFs -- SGDM (large stocks) and SGDJ (smaller stocks ... Sprott Global Resource Investments Ltd., a US full service broker-dealer and member FINRA/SIPC; Sprott Asset Management USA Inc., an SEC Registered Investment Advisor.
Proactive Investors UK · 5/14/2015
Many people confuse a financial advisor with a securities broker who sells stocks, bonds and mutual funds ... services offered through Cetera Advisor Networks LLC, member FINRA & SIPC. GRFIS and GRFCU are not …
SC Times · 5/18/2015
SAN FRANCISCO, July 14, 2014 - Merriman Holdings, Inc. (OTCQX: MERR) announced today that FINRA has approved the Company's reverse stock split ... and the Securities Investor Protection Corporation (SIPC) http://www.sipc.org/.
Reuters · 7/14/2014
Even as the money in your low-interest bearing savings account is probably making you more this week than the money in your trading account, the money in your brokerage account ... does the SIPC cover? Most securities instruments--stocks, bonds …
CNBC · ByJane Wells · 9/17/2008