When Delhi-based Shyam Sundar was hospitalised this year, his wife received several calls from the relationship manager of his stock broker. He wasn’t calling to ask how her husband was doing, but for permission to transact in the futures …
If we want to do so, we have to get in touch with someone who is a member of the stock exchange. Which means we need to talk to a stockbroker. Stockbrokers buy and sell shares for themselves to make a profit. They also buy and sell …
I fondly remember the good ol’ days of 1999, when every stock with a ticker symbol seemed to be going up. Then, of course, they all came back to earth. The great gold rush to move online also resulted in complete commoditization of …
Ask around. Get a few names. And then go talk to them. Finding a good broker is a lot like finding a good doctor. You need to spend a little time first to find out if you like them -– and trust them. A lot of what makes the relationship work …
CLEVELAND, Ohio -- A former California-based stockbroker was charged Tuesday in federal court for his involvement in what federal officials say was a sophisticated scheme -- devised in part by a Cleveland-area man -- to defraud and …
The agreement between you and your broker is skewed towards the broker. When you sign, what you effectivelly do is sign away many of your rights. But, is there any recourse? The most important document, when it comes to offline and …
Online trading platforms have made stock investing more available to Filipinos. You can buy and sell stocks with a click of a button. With a number of online stock brokers to choose from, you’re unsure of which to pick. How do you determine …
NEW DELHI: Capital market regulator Sebi on Friday streamlined its norms for stock brokers including for their registration and payment of fees. The Securities and Exchange Board of India (Sebi) said any person seeking to act as a stock
Stock brokers are financial advisors (of sorts) but not all financial advisors are stock brokers. In fact, there are three different kinds of financial advisors. They all work differently because they are all licensed and compensated differently.
Authorities said he founded his firm after being fired from an Illinois-based broker-dealer firm for violating its internal …