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Stock ETNs dominated by Ken Fisher see big outflows
The three exchange-traded notes have seen a total of $3.5 billion in withdrawals this week amid a rotation in the stock ...
Battle lines drawn over RIAs taking PPP loans
Dennen qualified his comments on registered investment advisers taking the loans by emphasizing the uncertainty facing the ...
BlackRock attracts asset managers, wealth funds as PNC exits
Eight strategic investors accounted for 80% of the orders when PNC finally sold its $14 billion stake in the giant fund ...
4 unusual IRA issues related to deaths in 2020
The SECURE Act and the CARES Act have brought new tax rules for this year that may change the results that you expected on ...
Fed holdings of bond ETFs now total $2.98 billion
The central bank also signaled in the data release that its lending program for states and municipalities will open soon.
Schadle steps down as FPA CEO
Before becoming chief executive, Schadle served various leadership roles at the association for more than 20 years.
CFP Board reforms enforcement procedures to align with new ethics code
The reforms give the organization more latitude in gathering information but also clarify how certificants involved in a ...
Finra orders Stifel to pay $3.6 million for violations in sales of unit investment trusts
About $1.9 million of that amount goes to the firm's harmed customers, which is an emphasis for the new Finra enforcement ...
Advisers are taking PPP loans for future needs as uncertainty lingers
Most advisers who have taken loans under the Paycheck Protection Program say they do not necessarily need the cash ...
Schorsch REIT executive Brian Block heading to prison
The former chief financial officer of American Realty Capital Properties Inc. will start an 18-month prison sentence in ...
Crisis can be a catalyst to clarify goals, create sustainable impact
While charitable giving will remain an ongoing need, now is also the time for more robust legacy and generational wealth ...
Goldman Sachs delays robo-adviser launch until 2021
The investment bank originally announced a digital wealth offering last year, which it hoped would attract mass-affluent ...